Asset Management

Terms & Conditions

About Us

Neo Asset Management Private Limited (“Neo Asset Management”) is an Investment Manager to a SEBI registered Trust and its Scheme NEO Credit Alternatives Investment Trust under Alternative Investment Fund Regulations, 2012 Trust amended from time to time and the Circulars and Guidelines issued there under vide SEBI Reg. No.: IN/AIF2/22-23/1042 dated April 05, 2022, referred as the SEBI Registered Intermediary.

By accessing and using this website (the “Website”) and any web page hereof, you agree to be bound by the terms and conditions below. Reference to these general terms of use should be made each time you access and use the Website. This Website, its services and contents are provided for your use by Neo Asset Management Private Limited (hereinafter referred to as Neo Asset Management Private Limited).

Disclaimer and Disclosures

The website/email/document is intended only for the personal use of the prospective investors/contributors (herein after referred as the Clients) to whom it is addressed or delivered and must not be reproduced or redistributed in any form to any other person without any prior written consent of Neo Asset Management. The website/email/document does not purport to be all-inclusive, nor does it contain exhaustive information which a prospective investor may desire for its decision making. The website/email/document is neither approved, certified nor its contents is verified by SEBI.

Email messages sent to Neo Asset Management or any of its member/ group/associate/affiliate companies over the Internet cannot be guaranteed to be completely secure. Neo Asset Management will not be responsible for any damages incurred by users if they send a message to Neo Asset Management or any of its member/ group/associate/affiliate companies, or if Neo Asset Management or any of its member companies sends a message to them at their request, over the Internet. Neo Asset Management or any of its member companies are not responsible in any manner for direct, indirect, special or consequential damages arising out of the use of this Website.

Neo Asset Management (including its affiliates) and any of its Partners, officers, employees, and other personnel will not accept any liability, loss, damage of any nature, including but not limited to direct, indirect, punitive, special, exemplary, consequential, as also any loss of profit in any way arising from the use of this website/email/document or any information in any manner whatsoever.

Neo Asset Management retains all the rights in relation to all information contained on the website/email/document(s) and to update the same periodically or otherwise from time to time. The website/email/document is neither a general offer nor solicitation to avail the service of investment from the SEBI Registered Intermediary under the services offered by Neo Asset Management nor is it an offer to sell or a generally solicit an offer to become an investor in the services offered by Neo Asset Management. The information may not be used to conclude any commercial transactions (including investments, redemptions, etc.), since the same may include technical inaccuracies and be subject to reconciliations.

The delivery of this email/document at any time does not imply that information herein is correct as of any time after its date. The contents of this website/email/document are provisional and may be subject to change at the discretion of Neo Asset Management reserves the right (but is not required) to correct any errors or omissions on the Site. In the preparation of the material contained in this website/email/document, Neo Asset Management has used information, calculation, cashflows that is publicly available, certain research reports including information developed in-house applying valid assumptions. Neo Asset Management warrants that the contents of this website/email/document are true to the best of its knowledge, however, assume no liability for the relevance, accuracy, or completeness of the contents herein.

The reports and other data provided on this website are solely for information purposes only. The information contained in the analysis has been obtained from various authentic sources and reasonable care is taken to ensure sources of data to be accurate and reliable. Neo Asset Management will not be responsible for any error or omission in the data or for any losses suffered on account of information contained in the analysis. While Neo Asset Management will take due care to ensure that all information provided is accurate however Neo Asset Management neither guarantees/warrants the sequence, accuracy, completeness, or timeliness of the report. Neither Neo Asset Management nor its affiliates or their partners, directors, employees, agents, or representatives, shall be responsible or liable in any manner, directly or indirectly, for views or opinions expressed in this analysis or the contents or any systemic errors or discrepancies or for any decisions or actions taken in reliance on the analysis. Neo Asset Management does not take any responsibility for any clerical, computational, systemic, or other errors in comparison analysis.

Neo Asset Management and / or its member/ group / associate / affiliate companies reserve all copyright and intellectual property rights to the services, content, information and data on the Website. The contents in the Website are protected by copyright and no part or parts hereof may be modified, reproduced, stored in a retrieval system, transmitted (in any form or by any means), copied, distributed, published, displayed, broadcasted, hyperlinked, used for creating derivative works or used in any other way for commercial or public purposes without the prior written consent of Neo Asset Management and/or its member/ group/associate/affiliate companies.

We do not represent or warrant that the Website will be available and meet your requirements, that access will not be interrupted, that there will be no delays, failures, errors or omissions or loss of transmitted information, that no viruses or other contaminating or destructive properties will be transmitted or that no damage will occur to your computer system. You have sole responsibility for adequate protection and back up of data and/or equipment and for undertaking reasonable and appropriate precautions to scan for computer viruses or other destructive properties. We make no representations or warranties regarding the accuracy, functionality or performance of any third-party software that may be used in connection with the website.

There can be no assurance that future results, performance or events will be consistent with the information provided in this document and the past performance, if any is not the guarantee of the future/assured performance. Any decision or action taken by the recipient/visitor of this website/email/document based on this information shall be solely and entirely at the risk of the recipient/visitor of the website/email/document. The distribution of this information in some jurisdictions may be restricted and/or prohibited by law, and persons into whose possession this information comes should inform themselves about such restriction and/or prohibition and observe any such restrictions and/or prohibition. Unauthorized disclosure, use, publication, dissemination or copying (either whole or partial) of this information, is prohibited. Neo Asset Management shall not treat recipient/user as a client by virtue of his receiving/using the contents of the document in full or part.

The person accessing this information specifically agrees to exempt/absolve Neo Asset Management or any of its affiliates or employees from, any and all responsibility/liability arising from such misuse/improper/ illegal use and agrees not to hold Neo Asset Management or any of its affiliates or employees responsible for any such misuse/improper/illegal use and further agrees to hold Neo Asset Management or any of its affiliates or employees free and harmless from all losses, costs, damages, expenses that may be suffered by the person accessing this information due to any errors and delays.

This website/email/document may include certain forward-looking words, statements and scenario which contain words or phrases such as “believe”, “expect”, “anticipate”, “estimate”, “intend”, “plan”, “objective”, “goal”, “project”, "endeavor" and similar expressions or variations of such expressions that are forward-looking statements, words, and scenario. Actual results may differ materially from those suggested by the forward-looking statements due to risks, uncertainties, or assumptions. Neo Asset Management takes no responsibility of updating any data/information.

Prospective investors/clients are advised to review the website/email/document, the Private Placement Memorandum/Disclosure Document, the Contribution Agreement/Client Agreement, representations and presentation(s) and other related documents carefully and in its entirety and seek clarification wherever required from the SEBI Registered Intermediary/ Neo Asset Management. Prospective investors should make an independent assessment, and consult their own counsel, business advisor and tax advisor as to legal, business and tax related matters concerning this document and the other related documents before becoming investing with /through Neo Asset Management.

The information contained on the website/email/document is prepared for general guidance using assumptions and indicative estimates of returns, cash flows, workings, etc. and does not constitute a professional advice/assurance and no person should act upon any information contained herein without obtaining specific professional advice/Assurance. Neither Neo Asset Management nor its Affiliates or advisors would be held responsible for any reliance placed on the content of this document or for any decision based on it. Each existing/prospective client, by accepting delivery of this email/document agrees to the foregoing. The Investment portfolio are subject to several risk factors including but not limited to political, legal, social, economic, and overall market risks. The recipient alone shall be fully responsible/are liable for any decision taken based on this document. Neo Asset Management, its partners, employees, clients, AIF scheme(s), Advisory clients may have existing exposure to the stocks that form part of the portfolio/Advisory portfolio/AIF scheme(s). Further, in view of investment objective/strategy of Advisory and AIF scheme(s) there may be situations where Neo Asset Management may be selling investments which is part of the portfolio/Advisory portfolio/AIF scheme as the case may be.

Neo Asset Management (including its affiliates) may offer services in nature of advisory, consultancy, portfolio management, sponsorship of funds, investment management of funds which may conflict with each other. The provision of any service or products provided by Neo Asset Management and/or its member/ group/associate/affiliate companies through the Website shall be expressly subject to the particular terms and conditions as contained in the contract for the supply of such service or product. Any warranties or representations made in relation to the provision of such service or product are as made in the contract only and Neo Asset Management Private Limited and/or its member / group / associate / affiliate companies make no separate warranty or representation through the Website or through these general terms of use.

Neo Asset Management operates from within India and is subject to Indian laws and any dispute shall be resolved in the courts of Mumbai, Maharashtra only.

Privacy Notice and Policy

Neo Asset Management Private Limited, or any third-party service provider, functionary, or agent appointed by Neo Asset Management acting on its behalf (together, the "Neo Asset Management managed fund", "we", "us", "our") are committed to protecting your personal data and are required, by Data Protection Legislation (as defined below), to provide individuals with certain information about how we use your personal information.

This privacy notice and policy ("Privacy Policy") explains what information we collect from you, or you provide to us, how we use it and with whom we share that information. The Privacy Policy also sets out your rights and who you can contact for more information.

In this Privacy Policy:

• your information is sometimes called "personal data";
• we may also sometimes collectively refer to handling, collecting, protecting and storing your personal data as "processing" such personal data; and
• the term "Data Protection Legislation" means the EU General Data Protection Regulation 2016/679, together with all other applicable legislation relating to privacy or data protection.

For the purposes of Data Protection Legislation the data controller is Neo Asset Management or such other registered intermediary as appointed for seeking personal information.

1. What information we collect about you? We may collect, record and use information about you in physical and electronic form and will hold, use and otherwise process the data in accordance with Data Protection Legislation and as set out in this Privacy Policy as prescribed by the Regulators like SEBI. The personal data we, collect and process may include:
• information obtained from identification documentation (including your name, contact details, nationality and national identify numbers (where applicable));
• your professional title, occupation and details of your employment;
• your age and marital status;
• financial information, tax status, account details and evidence of ownership of financial assets;
• personal identifiers such as your social security number, national insurance number, tax file number, IP address or our internal electronic identifiers;
• information which we or our service providers need to conduct 'know your client' checks such as details relating to your passport and credit history; and
• other information you provide in the course of your dealings with us or which we require to provide you with products and services.

In certain circumstances, we may also collect and process what are known as 'special categories' of personal data (as defined by Data Protection Legislation). The Prevention of Money Laundering Act, 2002, financial sanctions, financial crime and fraud prevention checks sometimes result in Neo Asset Management obtaining information about actual or alleged criminal convictions and offences.

You are not obliged to furnish us with your personal data where it is requested but, in that case we may be unable to provide certain products and services or proceed with your business relationship with Neo Asset Management if you do not do so.

2. How we collect your information
The information we collect comes from:
• application forms or other materials you or your authorised representative submits to us during the course of your relationship with the Neo Asset Management managed Fund;
• you or your authorised representative's interactions with us, transactions and use of our products and services (including the use of any our website);
• your or your authorised representative's business dealings us, including via email, telephone or as stated in contracts with you;
• depending on the products or services you or your authorised representative requires, third parties (including for credit and money laundering checks, among other things); and
• recording and monitoring tools that we use for compliance or security purposes (e.g. recording of telephone calls, monitoring emails, etc.).

3. How we use your information
Our primary purpose to collect your personal information is to facilitate and record your holding of shares in Neo Asset Management managed Funds, the management and administration of your holding in Neo Asset Management managed Funds and any related administration on an on-going basis. Additionally, we use your information for the following specific purposes to/for:
• process transactions and to improve the quality of the service that we provide to you;
• disclose information to other third parties such as service providers of Neo Asset Management, auditors, regulatory authorities and technology providers for the purposes outlined in this Privacy Policy (as set out in more detail below)
• communicate with you as necessary in connection with the proper running of the Fund;
• update and maintain records and carry out fee calculations;
• monitor and record calls and electronic communications;
• connect with Neo Asset Management or Neo Asset Management’s managed Funds internal management and reporting;
• report regulatory and tax related information to regulatory and tax authorities in order to comply with a legal obligation, including any obligation arising under legislation implementing the U.S. Foreign Account Tax Compliance Act of 2010, as amended, and the Organisation for Economic Co-operation and Development's Common Reporting Standard;
• permit, administer and record your investment in Neo Asset Management managed Funds;
• verify the identity of the prospective investor to comply with statutory and regulatory requirements in relation to anti-money laundering procedures;
• carry out actions which are necessary to comply with legal obligations in relation to the prevention of fraud, money laundering, terrorist financing, bribery, corruption, tax evasion and to prevent the provision of financial and other services to persons who may be subject to economic or trade sanctions, on an on-going basis;
• prudential and risk management purposes;
• provide you with any products and services that you request from us; and
• use it for another reason where necessary and that reason is compatible with the primary purpose.

4. Legal grounds for using your personal information Data Protection Legislation permits us to process your personal data in the way that we do because the processing is:
• the purposes of the legitimate interests that we pursue, which are to run and administer the Fund, to discharge our legal obligations, to store and disclose information where necessary and to evaluate, develop and improve our services; or
• for the performance of a contract with you; or
• to comply with a legal obligation to which we are subject. To the extent that we process any special categories of data relating to you for any of the purposes outlined above, we will do so because either:
1. you have given us your explicit consent to process that personal data;
2. you have made the personal data manifestly public; or
3. the processing is necessary for the establishment, exercise or defence of legal claims.

5. Providing your information to registered third parties
The following categories of recipients may receive your personal information and process it for the purposes outlined in this Privacy Policy:
• third parties such as auditors, regulatory authorities, technology providers, agents, contractors, other service providers or related companies (including payment processors) if this is necessary to administer your investment in Neo Asset Management managed Funds, respond to your enquiries or for any other related purposes;
• any regulatory, supervisory or governmental authorities to the extent we are required by law to do so, and in certain other limited circumstances (for example if required by a court order or regulatory authority, or if we believe that such action is necessary to prevent fraud);
The Fund does not undertake marketing activities for third parties, nor does it provide information to third parties for their own marketing purposes.

6. Transferring data outside of the Neo Asset Management is incorporated and regulated in India as such, your personal data is stored on secure systems within Neo Asset Management premise within India and with providers of secure information storage in India. Further, we may transfer, store or allow the transfer or storage of personal data about you to our service providers and other organizations outside the European Economic Area (EEA), with adequate safeguards to ensure your personal data remains adequately protected. Some of these destinations may not have data protection laws that are similar to those in the EEA and may not be regarded by the European Commission as providing an adequate level of data protection. When we, or our permitted third parties, transfer personal information outside the EEA, we will aim to ensure that the transfer is subject to appropriate safeguards in accordance with Data Protection Legislation.

7. Automated processing
We do not carry out automated decision-making or profiling. Your rights at any time, you have the right:
• to be informed about the processing of your personal data (i.e. for what purposes, what types, to what recipients it is disclosed, storage periods, any third party sources from it was obtained, confirmation of whether we undertake automated decision-making, including profiling, and the logic, significance and envisaged consequences);
• to request access to or a copy of any personal data which we hold about you;
• to rectification of your personal data, if you consider that it is inaccurate;
• to ask us to delete your personal data, if you consider that we do not have the right to hold it;
• to withdraw consent to our processing of your personal data (to the extent such processing is based on previously obtained consent);
• to restrict processing of your personal data;
• to data portability (moving some of your personal data elsewhere) in certain circumstances;
• to object to your personal data being processed in certain circumstances; and
• not to be subject to a decision based on automated processing and to have safeguards put in place if you are being profiled based on your personal data. Any request for access to or a copy of your personal data must be in writing and we will endeavour to respond within a reasonable period and in any event within one month in compliance with Data Protection Legislation.
We will correct any incorrect or incomplete information of which we are aware and will stop processing your personal data, or erase it, where there is no legal reason for us to continue to hold or use that information. We aim to ensure that the information we hold about you is accurate at all times To assist us in ensuring that your information is up to date, do let us know if any of your personal details change

8. How long we keep your information
We will only keep the information we collect about you for as long as required for the purposes set out in this Privacy Policy or as long as required for us to comply with any legal obligations to which we are subject being the longest of the following periods:
• a minimum of 6 years;
• as long as is necessary for the relevant activity or as long as is set out in any relevant agreement you enter into with Neo Asset Management or Neo Asset Management managed Funds;
• the length of time it is reasonable to keep records to demonstrate compliance with professional or legal obligations;
• any retention period that is required by law; or
• the end of the period in which litigation or investigations might arise in respect of an investment in Neo Asset Management managed Funds.
This will involve us regularly reviewing our files to check that information is accurate, up-to date and still required.

9. How do we protect your information
We ensure that there are appropriate technical, physical, electronic, and administrative safeguards in place to protect your personal details from unauthorised access.

10. Changes to Privacy Policy
This Privacy Policy may be amended from time to time without notice, in which case the date of this Privacy Policy will be revised. If our Privacy Policy changes in any way, we will place an updated version on our website. Regularly reviewing the Privacy Policy ensures that you are always aware of what information we collect, how we use it and under what circumstances, if any, we will share it with other parties.

11. Others
This Privacy Policy is for your information and should not be used as the basis for any decision to purchase or redeem investments in Neo Asset Management managed Funds. The views and information expressed in this policy do not constitute and may not be relied upon as constituting any form of investment advice or inducement to invest, and prospective investors must obtain appropriate independent professional advice before making investment decisions.

Alternative Investment Fund

As per SEBI Circular No. SEBI/HO/IMD/DF6/CIR/P/2020/24 dated February 05, 2020, details of industry benchmark and AIF level performance versus Benchmark Reports are available at

Contact Us:

Website: ________________ |Email: __________________ | Tel: 022-_____________

Corporate and Registered Address: Neo Asset Management Private Limited, B-903 Marathon Futurex, Lower Parel, Mumbai – 400013. CIN:

Principal Officer/Compliance Officer Details under AIF: Mr.______________, Tel: 022-____________
For Queries/Grievances - Email –